FIDIC红皮书 - - （中英文对照）(3)

Fédération Internationale Des Ingénieurs-Conseils

(b) if the Contractor was or is failing to perform any work or obligation it accordance with the Contract, and had been so notified

by the Engineer, the value of this work or obligation may be withheld until the work or obligation has been performed.

工程师可在任何支付证书中对任何以前的证书给予恰当的改正或修正。支付证书不应被视为是工程师的接受、批准、同意或满意的意思表示。

The Engineer may in any Payment Certificate make any correction or modification that should properly be made to any previous Payment Certificate. A Payment Certificate shall not be deemed to indicate the Engineer's acceptance, approval, consent or satisfaction.

3.7 支付Payment 雇主应向承包商支付：

The Employer shall pay to the Contractor:

（a） 首次分期预付款额，时间是在中标函颁发之日起42天内，或在根据第4.2款【履约保证】以及第14.2款【预付款】的规定，收到相关的文件之日起21天内，二者中取较晚者；

(a) the first instalment of the advance payment within 42 days after issuing the Letter of Acceptance or within 21 days after receiving the documents in accordance with Sub-Clause 4.2 [Performance Security] and Sub-Clause 14.2 [Advance Payment], whichever is later;

（b） 期中支付证书中开具的款额，时间是在工程师收到报表及证明文件之日起56天内；以及

(b) the amount certified in each Interim Payment Certificate within 56 days after the Engineer receives the Statement and supporting documents; and

（c） 最终支付证书中开具的款额，时间是在雇主收到该支付证书之日起56天内。

(c) the amount certified in the Final Payment Certificate within 56 days after the Employer receives this Payment Certificate. 每种货币支付的款项应被转入承包商在合同中指定的对该种货币的付款国的指定银行帐户。

Payment of the amount due in each currency shall be made into the bank account, nominated by the Contractor, in the payment country (for this currency) specified in the Contract.

3.8 延误的支付Delayed Payment

如果承包商没有收到根据第14.7款【支付】应获得的任何款额，承包商应有权就未付款额按月所计复利收取延误期的融资费。延误期应认为是从第14.7款【支付】规定的支付日期开始计算的，而不考虑（当（b）段的情况发生时）期中支付证书颁发的日期。

If the Contractor does not receive payment in accordance with Sub-Clause 14.7 [Payment], the Contractor shall be entitled to receive financing charges compounded monthly on the amount unpaid during the period of delay. This period shall be deemed to commence on the date for payment specified in Sub-Clause 14.7 [Payment], irrespective (in the case of its sub-paragraph (b)) of the date on which any Interim Payment Certificate is issued.

除非在专用条件中另有规定，此融资费应以年利率为支付货币所在国中央银行的贴现率加上三个百分点进行计算，并用这种货币进行支付。

Unless otherwise stated in the Particular Conditions, these financing charges shall be calculated at the annual rate of three percentage points above the discount rate of the central bank in the country of the currency of payment, and shall be paid in such currency.

承包商有权得到此类付款而无需正式通知或证明，并且不损害他的任何其他权利或补偿。

The Contractor shall be entitled to this payment without formal notice or certification, and without prejudice to any other right or remedy.

3.9 保留金的支付Payment of Retention money

当工程师已经颁发了整个工程的接收证书时，工程师应开具证书将保留金的前一半支付给承包商。如果颁发的接收证书只是限于一个区段或工程的一部分，则应就相应百分比的保留金开具证书并给予支付。这个百分数应该是将估算的区段或部分的合同价值除以最终合同价格的估算值计算得出的比例的40％。

When the Taking-Over Certificate has been issued for the Works, the first half of the Retention Money shall be certified by the Engineer for payment to the Contractor. If a Taking-Over Certificate is issued for a Section or part of the Works, a proportion of the Retention Money shall be certified and paid. This proportion shag be two-fifths (40%) of the proportion calculated by dividing the estimated contract value of the Section or part, by the estimated final Contract Price.

在缺陷通知期期满时，工程师应立即开具证书将保留金尚未支付的部分支付给承包商。如果颁发的接收证书只限于一个区段，则在这个区段的缺陷通知期期满后，应立即就保留金的后一半的相应百分比开具证书并给予支付。这个百分数应该是将估算的区段或部分的合同价值除以最终合同价格的估算值计算得出的比例的40％。

Promptly after the latest of the expiry dates of the Defects Notification Periods, the outstanding balance of the Retention Money shall be certified by the Engineer for payment to the Contractor. If a Taking-Over Certificate was issued for a Section, a proportion of the. second half of the Retention Money shall be certified and paid promptly after the expiry date of the Defects

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Notification Period for the Section. This proportion shall be two-fifths (40%) of the proportion calculated by dividing the

estimated contract value of the Section by the estimated final Contract Price.

但如果在此时根据第11条【缺陷责任】，尚有任何工作仍需完成，工程师有权在此类工作完成之前扣发与完成工作所需费用相应的保留金余额的支付证书。

However, if any work remains to be executed under Clause 11 [Defects Liability], the Engineer shall be entitled to withhold certification of the estimated cost of this work until it has been executed.

在计算上述的各项百分比时，不考虑根据第13.7款【法规变化引起的调整】和第13.8款【费用变化引起的调整】所进行的任何调整。

When calculating these proportions, no account shall be taken of any adjustments under Sub-Clause 13.7 [Adjustments for Changes in Legislation] and Sub-Clause 13.8 [Adjustments for changes in-cost].

3.10 竣工报表Statement of Completion 在收到工程的接收证书后84天内，承包商应向工程师提交按其批准的格式编制的竣工报表一式六份，并附第14.3款【期中支付证书的申请】要求的证明文件，详细说明：

Within 84 days after receiving the Taking-Over Certificate for the Works, theContractor shall submit to the Engineer six copies of a Statement at completion with supporting documents, in accordance with Sub-Clause 14.3 [Application for Interim Payment Certificates], showing:

（a） 到工程的接收证书注明的日期为止，根据合同所完成的所有工作的价值，

(a)the value of all work done in accordance with the Contract up to the date stated in the Taking-Over Certificate for the Works, （b） 承包商认为应进一步支付给他的任何款项，以及 (b)any further sums which the Contractor considers to be due, and

（c） 承包商认为根据合同将应支付给他的任何其他估算款额。估算款额应在此竣工报表中单独列出。

(c)an estimate of any other amounts which the Contractor considers will become due to him under the Contract. Estimated amounts shall be shown separately in this Statement at completion. 工程师应根据第14.6款【期中支付证书的颁发】开具支付证书。

The Engineer shall then certify in accordance with Sub-Clause 14.6 [Issue of Interim Payment Certificates].

3.11 申请最终支付证书Application for Final Payment Certificate

在颁发履约证书56天内，承包商应向工程师提交按其批准的格式编制的最终报表草案一式六份，并附证明文件，详细说明以下内容：

Within 56 days after receiving the Performance Certificate, the Contractor shall submit, to the Engineer, six copies of a draft final statement with supporting documents showing in detail in a form --approved by the Engineer: （a） 根据合同所完成的所有工作的价值，以及

(a) the value of all work done in accordance with the Contract, and

（b） 承包商认为根据合同或其他规定应进一步支付给他的任何款项。

(b)any further sums which the Contractor considers to be due to him under the Contract or otherwise.

如果工程师不同意或不能证实该最终报表草案中的某一部分，承包商应根据工程师的合理要求提交进一步的的资料，并就双方所达成的一致意见对草案进行修改。随后，承包商应编制并向工程师提交双方同意的最终报表。在本条件中，该双方同意的报表被称为“最终报表”。 If the Engineer disagrees with or cannot verify any part of the draft final statement, the Contractor shall submit such further information as the Engineer may reasonably require and shall make such changes in the draft as may be agreed between them. The Contractor shall then prepare and submit to the Engineer the final statement as agreed. This agreed statement is referred to in these Conditions as the \

但是如果工程师和承包商讨论并对最终报表草案进行了双方同意的修改后，仍明显存在争议，工程师应向雇主送交一份最终报表中双方协商一致的期中支付证书，同时将一副本送交承包商。此后，如果存在的争议最终根据第20.4款【获得争端裁决委员会的决定】或第20.5款【友好解决】得到解决，承包商随后应根据争议解决的结果编制一份最终报表提交给雇主（同时将一副本送交工程师）。

3.12 结清单Discharge

在提交最终报表时，承包商应提交一份书面结清单，确认最终报表的总额为根据或参照合同应支付给他的所有款项的全部和最终的结算额。该结清单可注明，只有在全部未支付的余额得到支付且履约保证退还给承包商当日起，该结清单才能生效。

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When submitting the Final Statement, the Contractor shall submit a written discharge which confirms that the total of the Final

Statement represents full and final settlementof all moneys due to the Contractor under or in connection with the Contract. This discharge may state that it becomes effective when the Contractor has received the Performance Security and the outstanding balance of this total, in which event the discharge shall be effective on such date.

3.13 最终支付证书的颁发Issue of Final Payment Certificate 根据第14.11款【最终支付证书的申请】和第14.12款【结清单】，在收到最终报表及书面结清单单后28天内，工程师应向雇主发出一份最终支付证书，说明：

Within 28 days after receiving the Final Statement and written discharge in accordance with Sub-Clause 14.11 [Application for Final Payment Certificate] and Sub-Clause 14.12 [Discharge], the Engineer shall issue, to the Employer, the Final Payment Certificate which shall state: （a） 最终应支付的款额，以及 (a) the amount which is finally due, and

（b） 在对雇主以前支付过的款额与雇主有权得到的全部金额加以核算后，雇主还应支付给承包商，或承包商还应支付给雇主（视情况而定）的余额（如有时）。 (b) after giving credit to the Employer for all amounts previously paid by the Employer and for all sums to which the Employer is entitled, the balance (if any) due from the Employer to the contractor

如果承包商未根据第14.11款【最终支付证书的申请】和第14.12款【结清单】，申请最终支付证书，工程师应要求承包商提出申请。如果承包商未能在28天期限内提交此类申请，工程师应对其公正决定的应支付的此类款额颁发最终支付证书。

If the Contractor has not applied for a Final Payment Certificate in accordance with Sub-Clause 14.11 [Application for Final Payment Certificate] and Sub-Clause 14.12 [Discharge], the Engineer shall request the Contractor to do so. If the Contractor fails to submit an application within a period of 28 days, the Engineer shall issue the Final Payment Certificate for such amount as he fairly determines to be due.

3.14 雇主责任的终止Cessation of Employer’s Liability

对于由合同或工程实施引起的（或与之相关的）任何问题和事件，雇主不对承包商负有责任，除非承包商在下述文件中明确地包括了有关金额；

The Employer shall not be liable to the Contractor for any matter or thing under or in connection with the Contract or execution of the Works, except to the extent that the Contractor shall have included an amount expressly for it: （a） 最终报表，以及 (a) in the Final Statement and also

（b） （工程的接收证书颁发后发生的问题或事件除外）第14.10款【竣工报表】提及的竣工报表。

(b) (except for matters or things arising after the issue of the Taking-Over Certificate for the Works) in the Statement at completion described in Sub-Clause 14.10 [Statement at Completion].

但是，本款将不限定由于雇主的损害赔偿义务引起的责任，或者雇主的欺诈、故意违约或管理不善而造成的雇主的责任。 However, this Sub-Clause shall not limit the Employer's liability under his indemnification obligations, or the Employer's liability in any case of fraud, deliberate default or reckless misconduct by the Employer.

3.15 支付的货币Currencies of Payment

合同价格应以投标函附录中指定的一种或几种货币支付。除非在专用条件中另有规定，如果指定的货币不限于一种，则应按下述规定进行支付：

The Contract Price shall be paid in the currency or currencies named in the Appendix to Tender. Unless otherwise stated in the Particular Conditions, if more than one currency is so named, payments shall be made as follows: （a） 如果接受的合同款额仅以当地货币表示：

(a) if the Accepted Contract Amount was expressed in Local Currency only:

（i） 则支付当地货币与外币的比例或数额，以及计算该款额所用的固定汇率应按投标函附录中的规定执行，双方另有协议的情况除外；

(i)the proportions or amounts of the Local and Foreign Currencies, and the fixed rates of exchange to be used for calculating the payments, shall be as stated in the Appendix to Tender, except as otherwise agreed by both Parties;

（ii） 根据第13.5款【暂定金额】和第13.7款【法规变化引起的调整】，应付款项和减扣款项应以适用的货币种类和比例进行支付和减扣；以及

(ii) payments and deductions under Sub-Clause 13.5 [Provisional Sums] and Sub-Clause 13.7 [Adjustments for Changes in Legislation] shall be made in the applicable currencies and proportions; and

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（iii）根据第14.3款【期中支付证书的申请】（a）段至（d）段的要求的其他应付款项和减扣款项，应以上述（a）段（i）

中规定的货币种类和比例进行支付和减扣；

(iii)other payments and deductions under sub-paragraphs (a) to (d) of Sub-Clause 14.3 [Application for Interim Payment Certificates] shall be made in the currencies and proportions specified in sub-paragraph (a)(i) above; （b） 投标函附录中规定的损害赔偿费应按投标函附录中规定的货币种类和比例进行支付；

(b) payment of the damages specified in the Appendix to Tender shall be made in the currencies and proportions specified in the Appendix to Tender;

（c） 承包商应该支付给雇主的其他款项应以雇主支付时使用的货币种类支付，或以双方协议使用的货币支付； (c) Other payments to the Employer by the Contractor shall be made in the currency in which the sum was expended by the Employer, or in such currency as may be agreed by both Parties;

（d） 如果承包商以某种特殊货币向雇主支付时的金额，超过了雇主以同种货币向承包商支付时的金额，雇主可从以其他货币进行支付的金额中弥补上述金额的余额；以及

(d) if any amount payable by the Contractor to the Employer in a particular currency exceeds the sum payable by the Employer to the Contractor in that currency, the Employer may recover the balance of this amount from the sums otherwise payable to the Contractor in other currencies; and

（e） 如果在投标函附录中未注明汇率，所采用的汇率应为工程所在国中央银行规定的在基准日期通行的汇率。 (e) if no rates of exchange are stated in the Appendix to Tender, they shall be those prevailing on the Base Date and determined by the central bank of the Country. 4.

雇主提出终止

Termination by Employer 4.1 通知改正

15.1 Notice to Correct

如果承包商未能根据合同履行任何义务，工程师可通知承包商，要求他在一规定的合理时间内改正此类过失。 If the Contractor fails to carry out any obligation under the Contract, the Engineer may by notice require the Contractor to make good the failure and to remedy it within a specified reasonable time. 4.2 雇主提出终止

15.2 Termination by Employer 雇主有权终止合同，如果承包商：

The Employer shall be entitled to terminate the Contract if the Contractor:

（a） 未能遵守第4.2款【履约保证】或根据第15.1款【通知改正】发出的通知，

(a) fails to comply with Sub-Clause 4.2 [Performance Security] or with a notice under Sub-Clause 15.1 [Notice to Correct], （b） 放弃工程或证明他不愿继续按照合同履行义务，

(b) abandons the Works or otherwise plainly demonstrates the intention not to continue performance of his obligations under the Contract,

（c） 无正当理由而未能： (c) without reasonable excuse fails:

（i） 按第8条【开工、延误和暂停】实施工程，或

(i) to proceed with the Works in accordance with Clause 8 [Commencement, Delays and Suspension], or （ii） 在接到通知后28天内，遵守根据第7.5款【拒收】或第7.6款【补救工作】颁发的通知，

(ii) to comply with a notice issued under Sub-Clause 7.5 [Rejection] or SubClause 7.6 [Remedial Work], within 28 days after receiving it,

（d） 未按要求经过许可便擅自将整个工程分包出去或转让合同，

(d) subcontracts the whole of the Works or assigns the Contract without the required agreement,

（e） 破产或无力偿还债务，或停业清理，或已由法院委派其破产案财产管理人或遗产管理人，或为其债权人的利益与债权人达成有关协议，或在财产管理人，财产委托人或财务管理人的监督下营业，或承包商所采取的任何行动或发生的任何事件（根据有关适用的法律）具有与前述行动或事件相似的效果，或

(e) becomes bankrupt or insolvent, goes into liquidation, has a receiving or administration order made against him, compounds with his creditors, or carries on business under a receiver, trustee or manager for the benefit of his creditors, or if any act is done or event occurs which (under applicable Laws) has a similar effect to any of these acts or events, or

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（f） 给予或提出给予（直接或间接）任何人以任何贿赂、礼品、小费、佣金或其他有价值的物品，作为引诱或报酬； (f) gives or offers to give (directly or indirectly) to any person any bribe, gift, gratuity, commission or other thing of value, as an

inducement or reward:

（i） 使该人员采取或不采取与该合同有关的任何行动，或 (i) for doing or forbearing to do any action in relation to the Contract; or （ii） 使该人员对与该合同有关的任何人员表示赞同或不赞同，

(ii) for showing or forbearing to show favour or disfavour to any person in relation to the Contract,

或者，如果任何承包商的人员、代理商或分包商如（f）段所述的那样给予或提出给予（直接或间接）任何人以任何此类引诱或报酬。但是，给予承包商的人员的合法奖励和报酬应不会导致合同终止。

or if any of the Contractor's Personnel, agents or Subcontractors gives or offers to give (directly or indirectly) to any person any such inducement or reward as is described in this sub-paragraph (f). However, lawful inducements and rewards to Contractor's Personnel shall not entitle termination.

如果发生上述事件或情况，则雇主可在向承包商发出通知14天后，终止本合同，并将承包商逐出现场。另外，如果发生（e）段或（f）段的情况，雇主可通知承包商立即终止合同。

In any of these events or circumstances, the Employer may, upon giving 14 days' notice to the Contractor, terminate the Contract and expel the Contractor from the Site. However, in the case of sub-paragraph (e) or (f), the Employer may by notice terminate the Contract immediately.

雇主选择终止合同不应影响他根据合同或其他规定享有的雇主的任何其他权利。

The Employer's election to terminate the Contract shall not prejudice any other rights of the Employer, under the Contract or otherwise.

承包商随后应离开现场，并将任何要求的货物，所有他自己编制的或他人为其编制的承包商的文件以及其他设计文件转交给工程师。此外，承包商还应尽其最大努力立即遵守下述通知中所包含的合理指示：（i）为任何分包合同的转让，以及（ii）为保护生命或财产或工程的安全。

The Contractor shall then leave the Site and deliver any required Goods, all Contractor's documents, and other design documents made by or for him, to the Engineer. However, the Contractor shall use his best efforts to comply immediately with any reasonable instructions included in the notice (i) for the assignment of any subcontract, and (ii) for the protection of life or property or for the safety of the Works.

在此类终止之后，雇主可以安排由任何其他实体完成工程，或安排由任何其他实体和自己一起完成工程。雇主和此类实体可使用任何货物、承包商编制的或以其名义编制的承包商的文件以及其他设计文件。

After termination, the Employer may complete the Works and/or arrange for any other entities to do so. The Employer and these entities may then use any Goods, Contractor's documents and other design documents made by or on behalf of the Contractor. 雇主随后发出通知，说明承包商的设备和临时工程将在现场或现场附近退还给承包商。承包商应以自己的费用及自担风险安排上述设备和临时工程的撤离，不得拖延。此外，如果此时承包商还有应支付给雇主的款额未支付，为了获取这笔款额，雇主可以出售上述设备和临时工程。此类收益的所有余额应归还承包商。

The Employer shall then give notice that the Contractor's Equipment and Temporary Works will be released to the Contractor at or near the Site. The Contractor shall promptly arrange their removal, at the risk and cost of the Contractor. However, if by this time the Contractor has failed to make a payment due to the Employer, these items may be sold by the Employer in order to recover this payment. Any balance of the proceeds shall then be paid to the Contractor.

4.3 终止日期时的估价

在根据第15.2款【雇主提出终止】发出的终止通知生效后，工程师应尽快根据第3.5款【决定】，商定或决定工程、货物和承包商的文件的价值，以及就其根据合同实施的工作承包商应得到的所有款项。

4.4 终止后的支付

15.4 Payment after Termination

在根据第15.2款【雇主提出终止】发出的终止通知生效后，雇主可以：

After a notice of termination under Sub-Clause 15.2 (Termination form the Employer) has taken effect, the Employer may: （a） 按照第2.5款【雇主的索赔】的要求执行，

(a)proceed in accordance with Sub-Clause 2.5 [Employer's Claims],

（b） 扣留向承包商支付的进一步款项，直至雇主确定了施工、竣工和修补任何工程缺陷的费用、误期损害赔偿费（如有时），以及雇主花费的所有其它费用，以及（或者）

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