FIDIC红皮书 - - （中英文对照）(2)

Fédération Internationale Des Ingénieurs-Conseils

Schedule and certified in Payment Certificates, shall be determined from formulae for each of the currencies in which the

Contract Price is payable. No adjustment is to be applied to work valued on the basis of Cost or current prices. The formulae shall be of the following general type:Pn =a + b Ln + c En + d Mn +...... LoEoMo 其中： Where:

“Pn”是对第“n”期间内所完成工作以相应货币所估算的合同价值所采用的调整倍数，这个期间通常是一个月，除非投标函附录中另有规定；

\period \“a”是在相关数据调整表中规定的一个系数，代表合同支付中不调整的部分；

\payments;

“b”、“c”、“d”相关数据调整表中规定的一个系数，代表与实施工程有关的每项费用因素的估算比例，此表中显示的费用因素可能是指资源，如劳务、设备和材料；

\as stated in the relevant table of adjustment data; such tabulated cost elements may be indicative of resources such as labour, equipment and materials;

“Ln”、 “En” 、 “Mn”?是第n期间时使用的现行费用指数或参照价格，以相关的支付货币表示，而且按照该期间（具体的支付证书的相关期限）最后一日之前第49天当天对于相关表中的费用因素适用的费用指数或参照价格确定；以及

\each of which is applicable to the relevant tabulated cost element on the date 49 days prior to the last day of the period (to which the particular Payment Certificate relates); and

“Lo”、 “Eo”、 “Mo”、?是基本费用指数或参照价格，以相应的支付货币表示，按照在基准日期时相关表中的费用因素的费用指数或参照价格确定。

\applicable to the relevant tabulated cost element on the Base Date.

应使用数据调整表中规定的费用指数或参照价格。如果对其来源持怀疑态度，则由工程师确定该指数或价格。为此，为澄清其来源之目的应参照指定日期（如表中第4栏和第5栏分别所列）的指数值，尽管这些日期（以及这些指数值）可能与基本费用指数不符。

The cost indices-or-reference -prices stated in the table of adjustment data shall be used. If their source is in doubt, it shall be determined by the Engineer. For this purpose, reference shall be made to the values of the indices at stated dates (quoted in the fourth and fifth columns respectively of the table) for the purposes of clarification of the source; although these dates (and thus these values) may not correspond to the base cost indices.

当“货币指数”（表中规定的）不是相应的支付货币时，此指数应依照工程所在国的中央银行规定的在以上所要求的指数适用的日期，该相应货币的售出价转换成相应的支付货币。

In cases where the \into the relevant currency of payment at the selling rate, established by the central bank of the Country, of this relevant currency on the above date for which the index is required to be applicable.

在获得所有现行费用指数之前，工程师应确定一个期中支付证书的临时指数。当得到现行费用指数之后，相应地重新计算并作出调整。

Until such time as each current cost index is available, the Engineer shall determine a provisional index for the issue of Interim Payment Certificates. When a current cost index is available, the adjustment shall be recalculated accordingly.

如果承包商未能在竣工时间内完成工程，则应利用下列指数或价格对价格作出调整(i)工程竣工时间期满前第49天当天适用的每项指数或价格，或(ii)现行指数或价格：取其中对雇主有利者。

If the Contractor fails to complete the Works within the Time for Completion, adjustment of prices thereafter shall be made using either (i) each index or price applicable on the date 49 days prior to the expiry of the Time for Completion of the Works, or (ii) the current index or price: whichever is more favourable to the Employer.

如果由于变更使得数据调整表中规定的每项费用系数的权重（系数）变得不合理、失衡或不适用时，则应对其进行调整。 The weightings (coefficients) for each of 1he factors of cost stated in the table(s) of adjustment data shall only be adjusted if they have been rendered unreasonable, unbalanced or inapplicable, as a result of Variations. 3.

合同价格和支付

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Contractor price and Payment

3.1 合同价格14.1The contractor Price 除非专用条件中另有规定，否则：

Unless otherwise stated in the Particular Conditions:

(a) 合同价格应根据第12.3款【估价】来商定或决定，并应根据本合同对其进行调整；

(a)the Contract Price shall be agreed or determined under Sub-Clause 12.3 [Evaluation] and be subject to adjustments in accordance with the Contract;

(b) 承包商应支付根据合同他应支付的所有税费、关税和费用，而合同价格不应因此类费用进行调整（第13.17款【法规变化引起的调整】的规定除外）； (b) the Contractor shall pay all taxes, duties and fees required to be paid by him under the Contract, and the Contract Price shall not be adjusted for any of these costs except as stated in Sub-Clause 13.7 [Adjustments for Changes in Legislation]; (c) 工程量清单或其他报表中可能列出的任何工程量仅为估算的工程量，不得将其视为：

(c) any quantities which may be set out in the Bill of Quantities or other Schedule are estimated quantities and are not to be taken as the actual and correct quantities:

（i） 要求承包商实施的工程的实际或正确的工程量，或者 (i) of the Works which the Contractor is required to execute, or （ii）用于第12条【测量和估价】的目的实际或正确的工程量；且 (ii)for the purposes of Clause 12 [Measurement and Evaluation]; and

(d) 在开工日期开始后28天之内，承包商应该向工程师提交对资料表中每一项总价款项的价格分解建议表。在编写支付证书时，工程师可以将该价格分解表考虑在内，但不应受其制约。

(d) the Contractor shall submit to the Engineer, within 28 days after the Commencement Date, a proposed breakdown of each lump sum price in the Schedules. The Engineer may take account of the breakdown when preparing Payment Certificates, but shall not be bound by ft.

3.2 预付款14.2Advance Payment

当承包商根据本款提交了银行预付款保函时，雇主应向承包商支付一笔预付款，作为对承包商动员工作的无息贷款。预付款总额，分期预付的次数与时间（一次以上时），以及适用的货币与比例应符合投标函附录中的规定。 The Employer shall make an advance payment, as an interest-free loan for mobilization, when the Contractor submits a guarantee in accordance with this Sub-Clause. The total advance payment, the number and timing of installments (if more than one), and the applicable currencies and proportions, shall be as stated in the Appendix to Tender. 如果雇主没有收到该保函，或者投标函附录中没有规定预付款总额，则本款不再适用。

Unless and until the Employer receives this guarantee, or if the total advance payment is not stated in the Appendix to Tender, this Sub-Clause shall not apply.

在工程师收到报表（根据第14.3款【期中支付证书的申请】），并且雇主收到了由承包商提交的 （i）根据第4.2款【履约保证】规定的履约保证，以及（ii）一份金额和货币与预付款相同的银行预付款保函后，工程师应为第一笔分期付款颁发一份期中支付证书。该保函应由雇主认可的机构和国家（或其他司法管辖区）签发，并且其格式应使用专用条件中所附的格式或业主认可的其他格式。

The Engineer shall issue an Interim Payment Certificate for the first installment after receiving a Statement (under Sub-Clause 14.3 [Application for Interim Payment Certificates]) and after the Employer receives (i) the Performance Security in accordance with Sub-Clause 4.2 [Performance Security] and (ii) a guarantee in amounts and currencies equal to the advance payment. This guarantee shall be issued by an entity and from within a country (or other jurisdiction) approved by the Employer, and shall be in the form annexed to the Particular Conditions or in another form approved by the Employer.

在预付款完全偿还之前，承包商应保证该银行预付款保函一直有效，但该银行预付款保函的总额应随承包商在期中支付证书中所偿还的数额逐步冲销而降低。如果该银行保函的条款中规定了截止日期，并且在此截止日期前28天预付款还未完全偿还，则承包商应该相应的延长银行保函的期限，直到预付款完全偿还。

The Contractor shall ensure that the guarantee is valid and enforceable until the advance payment has been repaid, but its amount may be progressively reduced by the amount repaid by the Contractor as indicated in the Payment Certificates. If the terms of the guarantee specify its expiry date, and the advance payment has not been repaid by the date 28 days prior to the expiry date, the Contractor shall extend the validity of the guarantee until the advance payment has been repaid.

该预付款应在支付证书中按百分比扣减的方式偿还。除非在投标函附录中另外注明了其他百分比，否则：

The advance payment shall be repaid through percentage deductions in Payment Certificates. Unless other percentages are stated in the Appendix to Tender:

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（a） 此种扣减应开始于支付证书中所有被证明了的期中付款的总额（不包括预付款及保留金的扣减与偿还）超过接受

的合同款额（减去暂定金额）的10％时；且

(a) deductions shall commence in the Payment Certificate in which the total of all certified interim payments (excluding the advance payment and deductions and repayments of retention) exceeds ten per cent (10%) of the Accepted :;ontract Amount less Provisional Sums; and

（b） 按照预付款的货币的种类及其比例，分期从每份支付证书中的数额（不包括预付款及保留金的扣减与偿还）中扣除25％，直至还清全部预付款。

(b) deductions shall be made at the amortisation rate of one quarter (25%) of the amount of each Payment Certificate (excluding the advance payment and deductions and repayments of retention) in the currencies and proportions of the advance payment, until such time as the advance payment has been repaid.

如果在颁发工程的接收证书前或按第15条【雇主提出终止】，第16条【承包商提出暂停和终止】，或第19条【不可抗力】（视情况而定）终止合同前，尚未偿清预付款，承包商应将届时未付债务的全部余额立即支付给雇主。 If the advance payment has not been repaid prior to the issue of the Taking-Over Certificate for the Works or prior to termination under Clause 15 [Termination by Employer], Clause 16 [Suspension and Termination by Contractor] or Clause 19 [Force Majeure] (as the case may be), the whole of the balance then outstanding shall immediately become due and payable by the Contractor to the Employer.

3.3 期中支付证书的申请14.3 Application for Interim Payment Certificates

承包商应按工程师批准的格式在每个月末之后向工程师提交一式六份报表，详细说明承包商认为自己有权得到的款额，同时提交各证明文件，包括根据第4.21款【进度报告】，提交当月进度情况的详细报告。 The Contractor shall submit a Statement in six copies to the Engineer after the end of each month, in a form approved by the Engineer, showing in detail the amounts to which the Contractor considers himself to be entitled, together with supporting documents which shall include the report on the progress during this month in accordance with Sub-Clause 4.21 [Progress Reports].

该报表应包括下列项目(如适用)，这些项目应以应付合同价格的各种货币表示，并按下列顺序排列：

The Statement shall include the following items, as applicable, which shall be expressed in the various currencies in which the Contract Price is payable, in the sequence listed:

（a） 截至当月末已实施的工程及承包商的文件的估算合同价值(包括变更，但不包括以下（b）段至（g）段中所列项目）； (a) the estimated contract value of the Works executed and the Contractor's documents produced up to the end of the month (including Variations but excluding items described in sub-paragraphs (b) to (g) below);

（b） 根据第13.7款【法规变化引起的调整】和第13.8款【费用变化引起的调整】，由于立法和费用变化应增加和减扣的任何款额；

(b) any amounts to be added and deducted for changes in legislation and changes in cost, in accordance with Sub-Clause 13.7 [Adjustments for Changes in Legislation] and Sub-Clause 13.8 [Adjustments for Changes in Cost];

（c） 作为保留金减扣的任何款额，保留金按投标函附录中标明的保留金百分率乘以上述款额的总额计算得出，减扣直至雇主保留的款额达到投标函附录中规定的保留金限额（如有时）为止；

(c)any amount to be deducted for retention, calculatedby applying the percentage of retention stated in the Appendix to Tender to the total of the above amounts, until the amount so retained by the Employer reaches the limit of Retention Money (if any) stated in the Appendix to Tender;

（d） 根据第14.2款【预付款】，为预付款的支付和偿还应增加和减扣的任何款额；

(d)any amounts to be added and deducted for the advance payment and repayments in accordance with Sub-Clause 14.2 [Advance Payment];

（e） 根据第14.5款【用于永久工程的永久设备和材料】，为永久设备和材料应增加和减扣的款额；

(e)any amounts to be added and deducted for Plant and Materials in accordance with Sub-Clause 14.5 [Plant and Materials intended for the Works];

（f） 根据合同或其他规定（包括第20条【索赔、争端和仲裁】的规定），应付的任何其他的增加和减扣的款额； (f)any other additions or deductions which may have become due under the Contract or otherwise, including those under Clause 20 [Claims, Disputes and

（g） 对所有以前的支付证书中证明的款额的扣除。

(g) the deduction of amounts certified in all previous Payment Certificates.

3.4 支付表14.4Schedule of Payments

若合同包括支付表，其中规定了合同价格的分期付款数额，除非在此支付表中另有规定，否则：

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If the Contract includes a schedule of payments specifying the instalments in which the Contract Price will be paid, then unless

otherwise stated in this schedule:

（a） 在此支付表中所报的分期支付额即为第14.3款【期中支付证书的申请】（a）段所述的合同价值；

(a) the instalments quoted in this schedule of payments shall be the estimated contract values for the purposes of sub-paragraph (a) of Sub-Clause 14.3 [Application for Interim Payment Certificates];

（b） 第14.5款【用于永久工程的永久设备和材料】将不再适用；并且 (bSub-Clause 14.5 [Plant and Materials intended for the Works] shall not apply; and

（c） 如果分期支付额不是参照工程实施所达到的实际进度制定的，且如果实际进度落后于支付表中分期支付所依据的进度状况，则工程师可通过考虑所达到的实际进度落后于分期支付所依据的进度的情况，根据第3.5款【决定】来商定或决定修正分期支付额。

(c) if these installments are not defined by reference to the actual progress achieved in executing the Works, and if actual progress is found to be less than that on which this schedule of payments was based, then the Engineer may proceed in accordance with Sub-Clause 3.5 [Determinations] to agree or determine revised installments, which shall take account of the extent to which progress is less than that on which the installments were previously based.

如果在合同中没有支付表，则每个季度承包商应就其到期应得的款额向雇主提交一份不具约束力的估价单。第一份估价单应在开工日期后42天之内提交，修正的估价单应按季度提交，直到工程的接收证书已经颁发。

If the Contract does not include a schedule of payments, the Contractor shall submit non-binding estimates of the payments which he expects to become due during each quarterly period. The first estimate shall be submitted within 42 days after the Commencement Date. Revised estimates shall be submitted at quarterly intervals, until the Taking-Over Certificate has been issued for the Works.

3.5 用于永久工程的永久设备和材料14.5 Plant and Materials 若本款适用，则根据第14.3款（e）段的规定，期中支付证书应包括，（i）已运至现场为永久工程配套的永久设备与材料的预支款额；以及（ii）当此类永久设备与材料的合同价值已构成永久工程的一部分时的扣除款额（根据第14.3款【期中支付证书的申请】（a）段）。 If this Sub-Clause applies, Interim Payment Certificates shall include, under subintended for the Works paragraph (e) of Sub-Clause 14.3, (i) an amount for Plant and Materials which have been sent to the Site for incorporation in the Permanent Works, and (ii) a reduction when the contract value of such Plant and Materials is included as part of the Permanent Works under sub-paragraph (a) of Sub-Clause 14.3 [Application for Interim Payment Certificates]. 如果在投标函附录中没有下述（b）（i）段或（c）（i）段提到的列表，本款将不适用。

If the lists referred to in sub-paragraphs (b)(i) or (c)(i) below are not included in the Appendix to Tender, this Sub-Clause shall not apply.

如果工程师认为下列条件已经得到满足，他应该决定并证明每一项预支款额：

The Engineer shall determine and certify each addition if the following conditions are satisfied: （a） 承包商已经： (a)The Contractor has:

（i） 完整保存了各种记录（包括有关永久设备和材料的订单、收据、费用及使用），且此类记录可供随时检查；以及 (i)Kept satisfactory records (including the orders, receipts, Costs and use of Plant and Materials) which are available for inspection, and

（ii） 提交了购买永久设备和材料并将其运至现场的费用报表，同时提交了有关的证明文件；

(ii) submitted a statement of the Cost of acquiring and delivering the Plant and Materials to the Site, supported by satisfactory evidence; 以及或者： or

（b） 相关的永久设备和材料： (b)The relevant Plant and Materials:

（i） 均属投标函附录中所列的在装运时应支付款额的项目； (i)are those listed in the Appendix to Tender for payment when shipped, （ii） 按照合同的要求已经运至工程所在国，并正在运往现场的途中；并且

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(ii)have been shipped to the Country, en route to the Site, in accordance with the Contract; and

（iii） 是清洁装船提单或其他装运证明中声明的。该提单或证明，与运输费和保险费的支付证明、其他可能合理要求的

文件以及由雇主接受的银行按雇主接受的格式开具的无条件银行保函（保函开具的各笔用不同货币表示的金额应等同于根据本款规定应付的总额）应该已一同提交给了工程师。该保函的格式可以同第14.2款【预付款】中所提到的格式相类似，且其有效期应一直持续到此类永久设备和材料已适当地存放在现场并得到防失、防损、防腐之保护为止；

(iii)are described in a clean shipped bill of lading or other evidence of shipment, which has been submitted to the Engineer together with evidence of payment of freight and insurance, any other documents reasonably required, and a bank guarantee in a form and issued by an entity approved by the Employer in amounts and currencies equal to the amount due under this Sub-Clause: this guarantee may be in a similar form to the form referred to in Sub-Clause 14.2 [Advance Payment] and shall be valid until the Plant and Materials are properly stored on Site and protected against loss, damage or deterioration; 或者 or

（c） 相关的永久设备和材料： (c)The relevant Plant and Materials:

（i） 均属投标函附录中所列在运至现场时应支付款额的项目；并且

(i) are those -listed in the Appendix to Tender for payment when delivered to the Site, and

（ii） 已经运至现场，适当地存放在现场，得到防失、防损、防腐之保护，并完全符合合同的要求。

(ii) have been delivered to and are properly stored on the Site, are protected against loss, damage or deterioration, and appear to be in accordance with the Contract.

工程师应该确定永久设备和材料（包括运至现场）的费用，支付证书中应增加或扣除的款额为该费用的80％，此时他应将本款中所涉及到的文件以及永久设备和材料的合同价值考虑在内。

The additional amount to be certified shall be the equivalent of eighty percent of the Engineer's determination of the cost of the Plant and Materials (including delivery to Site), taking account of the documents mentioned in this Sub-Clause and of the contract value of the Plant and Materials.

对于每笔预支款额，其货币种类应为第14.3款【期中支付证书的申请】（a）段中涉及的合同价值最终支付时所应采用的货币种类。支付证书应该包括适当的扣除款额，该扣除款额应与相关的永久设备和材料的预支款额相等，并采用相同的货币种类。

The currencies for this additional amount shall be the same as those in which payment will become due when the contract value is included under sub-paragraph (a) of Sub-Clause 14.3 [Application for Interim Payment Certificates]. At that time, the Payment Certificate shal! include the applicable reduction which shall be equivalent to, and in the same currencies and proportions as, this additional amount for the relevant Plant and Materials.

3.6 期中支付证书的颁发14.6 Issue of Interim Payment Certificates

在雇主收到并批准了履约保证之后，工程师才能为任何付款开具支付证书。此后，在收到承包商的报表和证明文件后28天内，工程师应向雇主签发期中支付证书，列出他认为应支付承包商的金额，并提交详细证明资料。

No amount will be certified or paid until the Employer has received and approved the Performance Security. Thereafter, the Engineer shall, within 28 days after receiving a Statement and supporting documents, issue to the Employer an Interim Payment Certificate which shall state the amount which the Engineer fairly determines to be due, with supporting particulars.

但是，在颁发工程的接收证书之前，若被开具证书的净金额（在扣除保留金及其他应扣款额之后）少于投标函附录中规定的期中支付证书的最低限额（如有此规定时），则工程师没有义务为任何付款开具支付证书。在这种情况下，工程师应相应地通知承包商。

However, prior to issuing the Taking-Over Certificate for the Works, the Engineer shall not be bound to issue an Interim Payment Certificate in an amount which would (after retention and other deductions) be less than the minimum amount of Interim Payment Certificates (if any) stated in the Appendix to Tender. In this event, the Engineer shall give notice to the Contractor accordingly.

除以下情况外，期中支付证书不得由于任何原因而被扣发：

An Interim Payment Certificate shall not be withheld for any other reason, although:

（a） 如果承包商所提供的物品或已完成的工作不符合合同要求，则可扣发修正或重置的费用，直至修正或重置工作完成；以及（或者）

(a) if any thing supplied or work done by the Contractor is not in accordance with the Contract, the cost of rectification or replacement may be withheld until rectification or replacement has been completed; and/or

（b） 如果承包商未能按照合同规定，进行工作或履行义务，并且工程师已经通知承包商，则可扣留该工作或义务的价值，直至该工作或义务被履行为止。

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